The most important in a nutshell

The Financial Services Act (FIDLEG) and the Financial Institutions Act (FINIG) will enter into force on 1 January 2020. The FIDLEG provides for rules of conduct for financial service providers that are more restrictive the higher the need for customer protection. The FINIG aims at a predominantly uniform supervisory regime for all financial service providers. Financial service providers not previously supervised are now subject to authorisation by FINMA, the Financial Market Supervisory Authority. Independent asset managers and trustees in particular are newly affected by the licensing requirement.

FIDLEG

Financial Services Act

FINIG

Financial Institutions Act

FinSA and FinIA entered into force.

What impact does FinSA and FinIA have on the core process of your company? CapstoneLaw supports financial service providers in mastering this challenge and efficiently integrating regulatory innovations into existing processes.

FIDLEG4YOU

Initial Training for client advisers in the field of FinSA Rules of Conduct

CAPSTONELAW Zurich is offering mandatory training for Client Advisers who shall be enrolled in theRegister of Client Advisers maintained by the stock exchange Bern in accordance with Art. 28 et seq. of the Federal Act on Financial Services of 15 June 2018 (“FinSA”).

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