Fidleg & Finig

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Zu den wesentlichen Neuerungen von FIDLEG und FINIG gehören (i) neue organisatorische Anfoderungen, (ii) deutlich erweiterte Verhaltensregeln sowie (iii) die Abgabe eines Basisinformationsblattes beim Vertrieb von Finanzinstrumenten.

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CapstoneLaw

CapstoneLaw
Gartenstrasse 11
CH-8002 Zurich

FinSA and FinIA entered into force.

What impact does FinSA and FinIA have on the core process of your company? CapstoneLaw supports financial service providers in mastering this challenge and efficiently integrating regulatory innovations into existing processes.

FIDLEG4YOU

Initial Training for client advisers in the field of FinSA Rules of Conduct

CAPSTONELAW Zurich is offering mandatory training for Client Advisers who shall be enrolled in theRegister of Client Advisers maintained by the stock exchange Bern in accordance with Art. 28 et seq. of the Federal Act on Financial Services of 15 June 2018 (“FinSA”).

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