Title 1: General provisions (Art. 1 – 5 FIDLEG)
Purpose, subject matter and scope. This section defines, in particular, financial instruments, financial services and financial service providers, as well as customer segmentation.
Title 2: Requirements for the provision of financial services (Art. 6 – 34 FIDLEG)
Regulation of the requirement for the provision of financial services concerning (Chapter 1)) knowledge required, (Chapter 2) rules of conduct, (Chapter 3) organisation and (Chapter 4) the register of advisers.
Title 3: Offering of financial instruments (Art. 35 – 71 FIDLEG)
Regulations concerning the offer of a financial instrument and the obligation to publish a prospectus.
Fourth title: Publication of documents (Art. 72 – 73 FIDLEG)
Right to receive a copy of the customer dossier.
Title 5: Ombudsman services (Art 74 – 86 FIDLEG)
Rules concerning the principle and the procedure before the ombudsman.
Title 6: Supervision and exchange of information (Art. 87 – 88 FIDLEG)
Title 7: Penal provisions (Art. 89 – 92 FIDLEG)
Consequences of breaches of the rules of conduct, breaches of the rules governing prospectuses and basic information leaflets and the consequences of unauthorised offers of financial instruments.
Title 8: Final provisions (Art. 93 – 96 FIDLEG)
In particular, the final provisions contain provisions on transitional periods.